SECOND AMENDMENT TO DIRECT LISTING ENGAGEMENT AGREEMENT BETWEEN THE COMPANY AND RBW CAPITAL PARTNERS LLC
ROZE AI INC.
STRICTLY CONFIDENTIAL
ROZE AI, Inc.
Rm. B-1710, 14 Sagimakgol-ro 45 beon-gil,
Jungwon-gu, Seongnam-si, Gyeonggi-do,
Republic of Korea
Attn: Young Jin Cho, Founder & CEO
Dear Mr. Cho,
This Second Amendment to Engagement Agreement (this “Amendment”) is entered into as of July 21, 2026 (the “Amendment Effective Date”), by and among ROZE AI, Inc. (together with its affiliates, the “Company”), RBW Capital Partners LLC (together with its affiliates, “RBW”), a division of Dawson James Securities, Inc. (the “BD”, and together with RBW, the “Advisor”).
WHEREAS, the Company and the Advisor entered into that certain engagement letter dated August 4, 2025 (the “Engagement Agreement”), as amended by that certain Amendment to Engagement Letter dated September 24, 2025 (the “First Amendment”, and together with the Engagement Agreement, the “Agreement”);
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